Senior Risk & Compliance Associate

  • Full Time
  • Permanent
  • Guernsey

AD-GSY-2430

Alexander Daniels Offshore is working with a business based in Guernsey to recruit a Senior Risk & Compliance Associate.

 

Responsibilities:

 

  • The maintenance of Risk & Compliance records
  • The input, review and reporting on relevant data
  • Undertaking reviews as part of the Compliance monitoring programme and preparing relevant reports regarding findings of the review.
  • The operation of the Anti-Money Laundering programme
  • The operation of the Risk Assessment programme
  • The handling of queries from staff regarding compliance and CDD matters
  • The review (including the use of secure research tools), processing, and recording of CDD collated by business units together with maintenance of related electronic data
  • The accurate and prompt checking of databases following receipt of notices from regulatory authorities, law enforcement agencies, etc
  • The review, testing, maintenance and operation of relevant procedures and manuals
  • Assist with the preparation and drafting of compliance and MLRO reports for review and approval by Compliance Manager
  • Be part of the team to ensure that quality day to day administration of client portfolios is undertaken
  • Assist in the resolution of complex/unusual operational problems that are referred to from above
  • Ensure timely and accurate production of deliverables for other departments and client
  • Develop and maintain and up to date knowledge of industry and regulatory requirements.

 

Skills and Experience:

 

  • Minimum of 3 – 5 years’ experience in a similar role within the fund and finance industry Education/ Memberships
  • Relevant professional compliance qualification e.g. International Compliance Association or has a desire to work to towards or is working toward the relevant professional qualification

 

Personal Attributes:

 

  • Demonstrated communication, consulting, interpersonal, influencing and negotiation skills
  • Ability to be creative, assertive and be able to effectively communicate with a wide variety/level of employees
  • The ability to take ownership and use initiative
  • The ability to exercise sound judgement
  • A proven track record of client service excellence (internal and external clients)
  • Attention to detail and deadline oriented
  • The ability to foster collaboration and teamwork
  • Demonstrated team leader skills

 

Key Details

 

Category | Compliance, Risk, Internal Audit

Level | Senior

Type | Permanent

Ref Number  | AD-GSY-2430



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