Compliance consultant – EMEA Compliance Testing

  • Full Time
  • Permanent
  • Guernsey




We have a great opportunity for a Compliance Consultant working for a leading financial services provider.


The key responsibilities of the role include:


  • Independently establish the appropriate scope and test steps for individual reviews
  • Conduct and document testing reviews to assess compliance with and adherence to regulations/legislation and internal policies
  • Engage with Compliance SMEs to understand any matters for concern related to applicable reviews
  • Follow established EMEA and Global policies, procedures and standards for testing activities
  • Apply analytical skills to review information and determine potential weaknesses or exceptions to policies / processes
  • Validate and summarizes testing results in clear, concise language
  • Detect and advise Compliance and Business Unit management of potential compliance issues and identify changes and/or enhancements to improve efficiencies in procedures
  • Tracking of identified issues to closure via periodic follow up with action owners
  • Validation testing to ensure actions have been adequately closed


More information about this role is available upon request – contact the team today for further details.

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