08 Sep Risk Reviewer
This is a great opportunity for a Risk Reviewer to join a financial and fiduciary services business registered and regulated in Guernsey.
Key duties will include:
- Reviewing all client files and management information system to ensure they are being maintained
- Risk rating clients and ensuring appropriate levels of screening are carried out to ensure adherence to the legislation requirements and to identify risk factors
- Monitoring client business, codes of practice and ensuring compliance with CAM policies and procedures, Guernsey laws and regulations, and where required international regulations
- Reviewing customers CDD to ensure it is complete, up to date and complies with local regulatory requirements and relevant CAM policies and procedures
- Ensuring any potential risks or breaches are identified and managed appropriately
More information about this role is available upon request – contact the team today for further details.