Regulatory Compliance Manager

  • Full Time
  • Permanent
  • Guernsey

AD-GSY-3125

Alexander Daniels Offshore is working with a business based in Guernsey to recruit a Regulatory Compliance Manager.

 

Responsibilities:

 

  • Supporting the Chief Compliance & Operational Risk Officer in the identification and management of regulatory compliance risks, principally by reference to the “All Laws and Regulations” (“ALR”) process and resources covering all relevant jurisdictions;
  • Responsibility for creating and managing regulatory Compliance Manuals and associated materials for all relevant jurisdictions;
  • Responsibility for designing, carrying out and coordinating risk-based compliance monitoring programme activities across all relevant jurisdictions, in accordance with the company Compliance Operating Model, in conjunction with regional Compliance Officers and Compliance & Operational Risk colleagues;
  • Support the Compliance and Operational Risk Department in the assessment of specific compliance risks associated with serious incidents, material control weaknesses or breaches as and when identified in the business;
  • Participate in or attend committees and other forums to provide compliance insight and advice on projects and commercial matters as may be required;
  • Take ownership of compliance related tasks, queries, investigations and projects as directed by the Chief Compliance & Operational Risk Officer.

 

Skills and Experience:

 

  • Deep working knowledge of regulatory compliance and anti-money laundering frameworks and the ability to rapidly assimilate and develop a detailed knowledge of regulatory compliance issues relating to insurance, customer due diligence and the cross-border delivery of financial services;
  • Professionally qualified in one or more compliance disciplines;
  • Well rounded relevant compliance experience of at least 4 years in financial services organisations, preferably with experience of a multi-jurisdictional organisation with cross-border product distribution;
  • High quality analytical skills and a methodical approach to problem solving;
  • Ability to formulate and express compliance opinions in a commercially minded manner;

 

Key Details

 

Category | Compliance/Risk/Internal Audit

Level | Senior

Type | Permanent

Ref Number | AD-GSY-3125



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