We have a great opportunity for a Compliance Officer to join a leading provider of wealth planning, structuring, fiduciary and administration services.

Some of the key duties of this role include:

• To assist and maintain the firm’s compliance policy framework
• Identify relevant proposed regulatory changes and work with the Compliance Director to prepare for its impact
• Assist with the overall effectiveness of the control systems and monitoring framework of the business, including all proposed ‘Compliance’ recommendations where necessary
• Ensure the execution and maintenance of a suitable Compliance Monitoring Plan
• Proactively engage with a wide range of colleagues to promote and maintain a principled and client-centric compliance culture throughout the firm

More information about this role is available upon request – Contact the team today for further details.