Compliance Officer

  • Full Time
  • Permanent
  • Guernsey

AD-GSY-7443

LIVE

We have a great opportunity for a Compliance Officer to join a leading provider of wealth planning, structuring, fiduciary and administration services.

 

Some of the key duties of this role include:

  • To assist and maintain the firm’s compliance policy framework
  • Identify relevant proposed regulatory changes and work with the Compliance Director to prepare for its impact
  • Assist with the overall effectiveness of the control systems and monitoring framework of the business, including all proposed ‘Compliance’ recommendations where necessary
  • Ensure the execution and maintenance of a suitable Compliance Monitoring Plan
  • Proactively engage with a wide range of colleagues to promote and maintain a principled and client-centric compliance culture throughout the firm

 

More information about this role is available upon request – Contact the team today for further details.



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