22 Feb Client Onboarding and Compliance
Posted at 14:50h in
This is a fantastic opportunity for a Client Onboarding and Compliance to join a market-leading financial services provider.
Candidates will have work experience in Financial Services, onboarding and compliance experience and Regulatory knowledge.
Responsibilities in this role include:
- Onboarding of clients
- Review of clients
- Updating and maintenance of all policies and procedures
- Perform ad-hoc operational tasks that are required on a day-to-day basis
- Maintenance of client files
- Designated custodian onsite visits and reviews
- Preparation and submission of all regulatory obligations
More information about the role is available upon request – contact the team today for further details.